Michael Mabry counsels investment companies, investment advisers, broker-dealers and other financial service providers on a variety of securities and corporate matters. He regularly works with mutual funds, closed-end funds, exchange-traded funds, unit investment trusts, variable insurance products, offshore funds, hedge funds and investment adviser separate accounts.
Mr. Mabry has counseled boards of directors and investment advisers on regulatory and litigation matters, including SEC examinations, closed-end fund proxy fights, rescissions, and market timing class action suits, and has helped establish compliance programs for investment advisers and fund complexes of all sizes. He frequently helps clients develop and launch new and innovative investment products, and assists investment advisers and funds in complex transactions and instruments, including derivatives, credit arrangements, fund mergers, proxy solicitations, and closed-end and ETF IPOs.
Mr. Mabry served as co-chair of the Investment Companies Committee of the Philadelphia Bar Association from 2007 - 2011. PERSONAL
Mr. Mabry holds a Master's Degree in Economics. He also served as a research assistant with the Division of International Finance of the Board of Governors of the Federal Reserve System from 1985 to 1988. |
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