Date: Summer 2010
Time: 12:30Click here to Listen to the Webinar
As the sweeping Dodd-Frank Wall Street Reform and Consumer Protection Act nears passage by Congress, it is clear that it will have a significant impact on the laws governing the investment management industry. This 60-minute Webinar focused specifically on how the bill will affect investment advisers, hedge funds, money market funds, mutual funds, broker-dealers and other investment management industry participants.
Topics addressed included:
New Requirements for Investment Advisers and Hedge Funds:
- Registration obligations for investment advisers
- Reporting and other new obligations for hedge funds
Money Market Funds Caught in the Cross Fire:
- A role for the Financial Stability Oversight Council and the Fed?
- Repeal of prohibition on interest-bearing bank demand deposit accounts
- Rating agencies to get the axe?
- Changes for asset-backed securities
- Repos dodged a bullet?
Other Implications for the Investment Management Industry:
- A uniform fiduciary standard for broker-dealers and investment advisers
- Are new selling material requirements coming?
- New protections for whistleblowers
- Implications for SEC organization and resources Related Links |
