This course will cover current mutual fund and investment management issues. Topics for discussion will include: Revisions to Form ADV, The SEC's New Pay to Play Rule, Proposed Reforms to Rule 12b-1 and Fund Use and Disclosure of Derivatives.

Fee: $150.00

CLE Credits:
CLE credit pending approval in some jurisdictions for this session (1.0 substantive PACLE credit).

If interested, please respond by August 23, 2010 to Barbara McNally via email or by telephone (215) 564-8509, as seating is limited.