|Date: May 2, 2012
Time: 12:15 p.m. to 1:15 p.m.
Speaker(s): Moderator will be John M. Baker, Of Counsel, at Stradley Ronon
Course Description: This course will cover current mutual fund and investment management issues, including:
- Financing Choices for Issuers After the JOBS Act; Effects of the JOBS Act on Investment Companies and Private Funds
- The Narrowed CFTC Exemptions from CPO and CTA Status with Respect to Registered Funds
- The CFTC Proposal to Harmonize its CPO Rules with SEC Requirements
- Whistleblower Anti-Retaliation Claims under the Sarbanes-Oxley and Dodd-Frank Acts After Lawson v. FMR LLC
1.0 substantive CLE credit pending approval in Pennsylvania.
If interested, please respond by May 1, 2012 to Barbara McNally via email at email@example.com or by telephone 215.564.8509, as seating is limited.