|Date: April 16, 2008
Time: 12:15 p.m. to 1:15 p.m.
Course Description: This course will cover current mutual funds and investment management issues. Topics for discussion will include: “Proposed Amendments to Form ADV Part 2”, “Proposed Amendments to SEC’s Privacy and Information Security Rules” and “Proposed Exchange-Traded Fund Rule.” If time permits, an open discussion will take place at the end of the session.
CLE credit pending approval in some jurisdictions for this session 1.0 substantive PACLE credit.
If interested, please respond by April 14, 2008 to Barbara McNally via email at firstname.lastname@example.org or by telephone (215) 564-8509, as seating is limited.