David F. Roeber

Associate

droeber@stradley.com

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David Roeber

Overview

Dave Roeber focuses his practice on counseling investment companies, their independent directors/trustees, investment advisers and other participants in the asset management industry on a wide variety of regulatory and compliance matters arising under the federal securities and commodities laws. David also assists asset management clients with corporate governance and transactional matters.

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Representative Matters

  • assisted in the representation of several leading global investment firms, including matters related specifically to registration statement review and compliance, as well as with respect to board and audit committee matters
  • assisted various clients in adapting to expanded derivatives regulation by the SEC and CFTC under Title VII of the Dodd-Frank Act
  • assisted with the organization and launch of a frontier markets interval fund – the first closed-end fund for the otherwise open-end fund complex
  • assisted in the representation of a mutual fund complex with respect to the reorganization of 17 equity and bond mutual funds with $3.6 billion in assets into the fund complex
  • assisted in the representation of a leading independent global investment management firm in connection with the client’s acquisition of more than 120 open-end and close-end funds from a multinational financial services corporation, including certain matters related to the rationalization of the client’s product lineup thereafter
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Credentials

Bar Admissions
  • New Jersey
  • Pennsylvania
Court Admissions
  • U.S. District Court for the Eastern District of Pennsylvania
Education
  • J.D., with high honors, Rutgers University School of Law - Camden
  • B.A. and B.S., Taylor University
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