
Press Clippings
FINRA Proposes Streamlined Outside Activities Reporting Rules for Broker-Dealers
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What does the Financial Industry Regulatory Authority (FINRA)’s proposed Rule 3290 mean for broker-dealers?
Stradley Ronon partners Frederic Krieger and Lawrence Stadulis, co-chairs of the firm’s broker-dealer practice, recently discussed the proposed rule with Hedge Fund Law Report and its potential impact on FINRA member broker-dealers.