Investment Adviser Association (IAA) 2025 Compliance Workshops: IAs Using AI
Fall 2025
Brian Crowell
Multiple Locations
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Learn the latest on the evolving legal and regulatory framework for advisers’ use of artificial intelligence (AI) in areas such as legal and compliance; investor communications and marketing; and portfolio management and investment decision making. Our discussion will cover managing AI use under the compliance program and recordkeeping rules, addressing governance and risk management, identifying and mitigating conflicts, selecting and overseeing vendors, disclosure, and training.
Dates & Locations:
- Chicago - October 1
- New York - October 7
- Boston - November 12
- Atlanta - November 18
- Austin - November 19
- Virtual - December 3
- Los Angeles - December 9
