Stradley Ronon CLE: Internal Investigations in the Face of a Regulatory Inquiry: Practical Advice for In-House Counsel and Compliance
October 25, 2023 5:00 PM– 7:30 PM
Jan M. Folena, Ashley E. Shapiro and Jaliya Faulkner and Alan Smith
Stradley Ronon's Town Hall
2005 Market Street, Suite 2600
Philadelphia, Pennsylvania 19103
share this page
Join our panelists as they discuss important considerations and challenges of internal investigations in response to regulatory inquiries. Our seasoned litigators, former enforcement counsel and in-house experts will engage you on the changing landscape of regulatory investigations and cutting-edge issues facing corporate clients, financial services firms and individuals.
Panelists
- Jan M. Folena, Partner & Co-Chair, Securities Litigation, Stradley Ronon
- Ashley E. Shapiro, Partner, Stradley Ronon
- Jaliya Faulkner, Principal, Head of Litigation, Enforcement, and Investigations, Vanguard
- Alan Smith, Securities Litigation Attorney, Janney Montgomery Scott
While there is no cost to attend, registration in advance is required.
1 hour CLE credit pending for Pennsylvania
