Stradley Ronon's Investment Management Group Regulatory Update CLE Seminar
November 7, 2017
Chicago, Illinois
Residence Inn Chicago Downtown/Loop
11 South LaSalle Street
Join Stradley Ronon's Investment Management Group for a full-day, Regulatory Update CLE Seminar.
Program:
- Welcome, Alan Goldberg, 8:30 – 8:45 a.m.
- Investment Company Developments, Alan Goldberg & Mark Greer, 8:45 – 9:30 a.m.
- CFTC Developments, Nicole Kalajian & Mark Greer, 9:30 – 10:15 a.m.
- Break, 10:15 – 10:30 a.m.
- DOL Fiduciary Rule, Jim Podheiser & George Michael Gerstein, 10:30 – 11:30 a.m.
- Investment Adviser Developments, Alan Goldberg & Nicole Kalajian, 11:30 – 12:00 p.m.
- Lunch/Networking, 12:00 – 1:00 p.m.
- Private Fund Developments, Nicole Kalajian, 1:00 – 1:40 p.m.
- Closed-End Fund Update, Dave Glatz, Martha Frabizio & Vincent Lewis, 1:45 – 2:30 p.m.
- Litigation/SEC Enforcement/OCIE Developments, Greg DiMeglio, 2:30 – 3:15 p.m.
Panelists:
- Alan Goldberg, Partner-in-Charge, Chicago Office
- Jim Podheiser, Partner and Chair, Employee Benefits
- Greg DiMeglio, Partner and Chair, Securities Enforcement
- Dave Glatz, Partner
- Nicole Kalajian, Counsel
- George Michael Gerstein, Counsel
- Mark Greer, Associate
- Martha Frabizio, Associate
- Vincent Lewis, Associate