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Stradley Ronon's Investment Management Group Regulatory Update CLE Seminar

November 7, 2017

Chicago, Illinois
Residence Inn Chicago Downtown/Loop
11 South LaSalle Street

Join Stradley Ronon's Investment Management Group for a full-day, Regulatory Update CLE Seminar.

Program
  • Welcome, Alan Goldberg, 8:30 – 8:45 a.m.
  • Investment Company Developments, Alan Goldberg & Mark Greer, 8:45 – 9:30 a.m. 
  • CFTC Developments, Nicole Kalajian & Mark Greer, 9:30 – 10:15 a.m.
  • Break, 10:15 – 10:30 a.m. 
  • DOL Fiduciary Rule, Jim Podheiser & George Michael Gerstein, 10:30 – 11:30 a.m. 
  • Investment Adviser Developments, Alan Goldberg & Nicole Kalajian, 11:30 – 12:00 p.m. 
  • Lunch/Networking, 12:00 – 1:00 p.m.
  • Private Fund Developments, Nicole Kalajian, 1:00 – 1:40 p.m. 
  • Closed-End Fund Update, Dave Glatz, Martha Frabizio & Vincent Lewis, 1:45 – 2:30 p.m.
  • Litigation/SEC Enforcement/OCIE Developments, Greg DiMeglio, 2:30 – 3:15 p.m.

Panelists:

 

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