Insights & News

The Future of Insider Trading Prosecutions in the Post-Salman Era

September 28, 2017
5:30 – 8:00 p.m.

Stradley Ronon, Town Hall A & B
Philadelphia, PA
2005 Market Street, 26th Floor
Join PACDL's White-Collar Practice Committee and Stradley Ronon for Cocktails & CLE

Moderator:
Jeffrey E. McFadden; Partner – Stradley Ronon

Guest Speaker:
Alexandra A.E. Shapiro; Partner – Shapiro Arato LLP
Ms. Shapiro represented the petitioner in the United States Supreme Court case of Salman v. United States.

Program
5:30 – 6:00 p.m. Registration
6:00 – 7:00 p.m. Session
7:00 – 8:00 p.m. Cocktails & Hors d'Oeuvres 

Session Topics:

  • exploring the boundaries between lawful and unlawful trading in “tipping” cases
  • understanding the “personal benefit” test in Section 10(b) prosecutions
  • understanding the factors that can transform a civil insider trading case into a criminal case
  • guiding investors and securities traders in an uncertain climate
  • providing avenues of defense after Salman

CLE Credit:
This program has been approved by the Pennsylvania Continuing Legal Education Board for 1 hour of substantive law, practice and procedure CLE credit.

The seminar is free of charge, but registration is required as space is limited.

 

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