Insights & News

FIDUCIARY GOVERNANCE WEBCAST:
The Latest on the SEC Standards of Conduct Initiative

October 4, 2018
11:00 a.m.

Join industry leaders for a 60-minute webinar to discuss the potential impact of the SEC's Best Interest Proposals on the fund industry on Oct. 4, 2018 at 11 a.m. Topics will include:

  • Overview of the Proposals, Including Regulation Best Interest
  • Key Themes in the Comment Letters
  • Impact on Fund Distributors, Dealers and Funds, including Non-Cash Compensation and Other Distribution Practices
  • Evolving Process and Future Suitability Concerns
Presenters:

Helen E. Rizos
Senior Vice President & Deputy General Counsel,
Fidelity Investments

Sarah A. Bessin
Associate General Counsel,
Investment Company Institute

David W. Grim
Partner, Stradley Ronon
Former Director of the
U.S. SEC's Division of
Investment Management

Lawrence P. Stadulis
Partner & Co-Chair,
Fiduciary Governance,
Stradley Ronon

REGISTER TO REPLAY WEBCAST
back to top