Stradley Ronon's Investment Management Group Regulatory Update CLE Seminar
November 15, 2018
Bank of America Conference Center | Chicago, IL
135 S. LaSalle Street
43rd Floor Meeting Room
Chicago, Illinois 60603
Join Stradley Ronon's Investment Management Group for our annual seminar and discussion of new developments affecting the industry.
Program:
- Breakfast & Registration, 7:30 – 8:30 a.m.
- Welcome, Alan Goldberg, 8:30 – 8:45 a.m.
- SEC Enforcement/OCIE Developments, Gregory DiMeglio, 8:45 – 9:30 a.m.
- Investment Company Developments, Alan Goldberg, Mark Greer & John Ekblad, 9:30 – 10:15 a.m.
- Break, 10:15 – 10:30 a.m.
- ERISA and State Fiduciary Developments, Jim Podheiser & George Michael Gerstein, 10:30 – 11:30 a.m.
- Investment Adviser Developments, Alan Goldberg & Nicole Kalajian, 11:30 – 12:00 p.m.
- Lunch/Networking, 12:00 – 1:15 p.m.
- Private Fund Developments, Nicole Kalajian, 1:15 – 2:00 p.m.
- Closed-End Fund Update, Dave Glatz & Martha Frabizio 2:00 – 2:45 p.m.
- CFTC Developments, Mark Greer & Nicole Kalajian, 2:45 – 3:30 p.m.
Panelists:
- Alan Goldberg, Partner-in-Charge, Chicago Office
- Greg DiMeglio, Partner and Chair, Securities Enforcement
- Jim Podheiser, Partner and Chair, Employee Benefits
- Dave Glatz, Partner
- Mark Greer, Partner
- George Michael Gerstein, Counsel and Co-Chair, Fiduciary Governance
- Nicole Kalajian, Counsel
- John Ekblad, Associate
- Martha Frabizio, Associate
Substantive CLE Credit Approved:
Substantive CLE Credit Pending:
- Illinois- 5.25 hours
- Wisconsin- 5 hours
- Indiana- 5.3 hours
Register