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Stradley Ronon's Investment Management Group Regulatory Update CLE Seminar

November 15, 2018

Bank of America Conference Center | Chicago, IL
135 S. LaSalle Street 43rd Floor Meeting Room
Chicago, Illinois 60603

Join Stradley Ronon's Investment Management Group for our annual seminar and discussion of new developments affecting the industry.

Program
  • Breakfast & Registration, 7:30 – 8:30 a.m.
  • Welcome, Alan Goldberg, 8:30 – 8:45 a.m.
  • SEC Enforcement/OCIE Developments, Gregory DiMeglio, 8:45 – 9:30 a.m. 
  • Investment Company Developments, Alan Goldberg, Mark Greer & John Ekblad, 9:30 – 10:15 a.m.
  • Break, 10:15 – 10:30 a.m. 
  • ERISA and State Fiduciary Developments, Jim Podheiser & George Michael Gerstein, 10:30 – 11:30 a.m. 
  • Investment Adviser Developments, Alan Goldberg & Nicole Kalajian, 11:30 – 12:00 p.m. 
  • Lunch/Networking, 12:00 – 1:15 p.m.
  • Private Fund Developments, Nicole Kalajian, 1:15 – 2:00 p.m. 
  • Closed-End Fund Update, Dave Glatz & Martha Frabizio 2:00 – 2:45 p.m.
  • CFTC Developments, Mark Greer & Nicole Kalajian, 2:45 – 3:30 p.m.

Panelists:

Substantive CLE Credit Approved: 

  • Pennsylvania- 5 hours

Substantive CLE Credit Pending: 

  • Illinois- 5.25 hours
  • Wisconsin- 5 hours
  • Indiana- 5.3 hours

Register
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