Insights & News

IDC Fund Director's Virtual Conference Coffee Break

Director Considerations: SEC’s Proposed Overhaul of Fund Disclosure

The SEC recently proposed extensive changes to the disclosure regulatory regime for funds. This webcast discusses those changes and how the changes will impact Board oversight of fund disclosures, and get answers to your questions about this important part of your responsibilities. 

Presented by:
David W. Grim | Partner, Stradley Ronon | dgrim@stradley.com

Mena Larmour | Partner, Stradley Ronon | mlarmour@stradley.com


Director Considerations: Converting an Open-End Fund to an ETF

With the recent adoption of the ETF rule and SEC approval of the first “less transparent” active ETFs, some mutual funds are looking at conversion to an ETF structure. This session addresses issues that fund directors should consider in evaluating this possibility.

Presented by:
Michael W. Mundt | Partner, Stradley Ronon | mmundt@stradley.com

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