Insights & News

Fabio Battaglia and Christopher Zimmerman Present at Asset Management Forum

April 08, 2015
Firm News
PHILADELPHIA – Stradley Ronon Partners Fabio Battaglia and Christopher J. Zimmerman served as panelists for “Operation and Regulation of Investment Vehicles: Mutual Funds, Exchange-Traded Funds & Hedge Funds” at the Global Asset Management Education Forum in New York. The Forum brought together business school faculty, students and current leaders in the financial industry to explore important developments, opportunities and challenges facing investment professionals working in the global financial market.

Battaglia focuses his practice on counseling investment companies and investment advisers in connection with various regulatory, compliance and transactional issues. He advises clients on a range of investment management and securities law matters, including the formation, registration and ongoing operations of registered investment companies; the preparation of regulatory filings; and the drafting of compliance procedures and corporate policies.

Zimmerman focuses his practice on assisting investment companies, investment advisers and independent directors/trustees on various federal and state securities law matters. Among other things, he advises investment companies and investment advisers with respect to their organization, registration and regulation. Specifically, Zimmerman’s practice includes assisting clients with registration and regulation of new and existing funds, board-related issues, fund restructurings, securities lending issues, soft dollars by investment advisers and the use of derivatives by investment companies.

About Stradley Ronon Stevens & Young –  

Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With seven offices throughout the mid-Atlantic region, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.

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