PHILADELPHIA – Stradley Ronon Partner Alan R. Gedrich served as a panelist for “Liquid Alts Regulatory Update – What’s on the Regulators’ Radar?” during the Financial Research Association’s Liquid Alts 2015 Conference in New York City on April 20-21. The panel discussed the top concerns of the Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) regarding ’40 Act registered mutual funds which invest in “liquid alternatives.”
A partner in Stradley Ronon’s nationally recognized 50-attorney investment management group, Gedrich counsels investment advisors, registered open-end and closed-end funds, unregistered investment funds, exchange-traded funds, boards of trustees, hedge funds, private equity funds and institutional investors in a wide range of regulatory, securities, transactional, corporate and compliance matters.
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Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With seven offices throughout the mid-Atlantic region, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.