Insights & News

Stradley Ronon Partner Presents During Trading Compliance Webinar

November 19, 2015
Firm News
PHILADELPHIA – Stradley Ronon Partner Lawrence Stadulis presented “Two Trading Compliance Challenges: Valuation and Trade Errors” hosted by National Regulatory Services. The presentation provided an overview of the trading process, pricing and valuation of securities, and trade errors and corrections. Stadulis presented alongside NRS Executive Consultant Bill Cavell.

Stadulis advises clients in matters pertaining to the registration and regulation of investment advisers and investment companies under federal and state securities laws. He also manages related issues pertaining to investment advisers and investment companies, including matters involving ERISA, broker-dealer regulation and banking laws. Stadulis is a frequent lecturer and author on legal matters pertaining to the investment management industry. He prepares a monthly column on recent SEC developments for The Investment Lawyer, a legal publication that focuses on the investment management industry.

About Stradley Ronon Stevens & Young – www.stradley.com  

Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With seven offices throughout the mid-Atlantic region, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.

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