Insights & News

Stradley Ronon Partners Present Financial Services Webinar

December 04, 2015
Firm News
PHILADELPHIA – Stradley Ronon Partners David Franceski Jr. and Jeffrey McFadden, alongside Brinker Capital Vice Chairman John Coyne, presented “Advising Seniors: Providing Financial Guidance in the Face of Diminished Capacity and Other Senior-Related Issues,” in a webinar hosted by the Financial Services Institute. The webinar covered the legal and compliance challenges facing brokers and financial advisers dealing with seniors, potential scenarios that financial professionals may face with older investors, and evolving industry rules, regulations and firm best practices for effectively handling senior issues such as diminishing financial capacity and elder financial abuse. The webinar reviewed the law of incompetency and financial incapacity, adviser fiduciary duty and applicable Financial Industry Regulatory Authority existing and proposed rules and regulations.

Franceski concentrates his practice on complex commercial and securities litigation, primarily defending and counseling the firm’s top investment banking, broker/dealer and investment advisory clients. With over 35 years of trial, appellate, arbitration and regulatory enforcement experience, he has represented the country’s leading national, regional and local financial firms, including many of Wall Street’s major banks and broker/dealers. Franceski has a thorough understanding of virtually all financial investment products, including stocks, bonds, commodities, mutual funds, unit investment trusts, auction rate and mortgage-backed securities, non-traded REITS, structured notes and other alternative investments.

A partner in Stradley Ronon’s Washington, D.C., office, McFadden is a veteran trial, appellate and enforcement lawyer with nearly 25 years of experience litigating cases in state and federal courts and administrative forums across the country. He represents corporations and individuals in high-stakes civil and criminal litigation, administrative enforcement matters, and arbitrations. McFadden has significant experience defending clients in federal False Claims Act cases, particularly in cases alleging health care fraud and mortgage fraud.

About Stradley Ronon Stevens & Young – www.stradley.com  

Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With seven offices throughout the mid-Atlantic region, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.
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