Stradley Ronon Counsel
George Michael Gerstein was quoted in the
PLANADVISER article, "Fiduciary Rule Creating Opportunities for Advisers to Small Plans," which discussed mid- and small-plan markets pursuing DC specialist advisers.
The article quoted Gerstein saying,“If, as part of your marketing, you recommend a security or product, the DOL considers that a restricted recommendation," the article states.
To read the full article, click here (subscription required).