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Stradley Ronon Attorney Presents at Investment Adviser Compliance Symposium

July 17, 2019
Firm News

PHILADELPHIA – Stradley Ronon Attorney Nicole M. Kalajian served as a panelist at the National Regulatory Service’s Investment Adviser Compliance Symposium held at The University of Chicago Booth School of Business on July 16. Nicole’s panel, “Form ADV Part 1: Annual Updating Amendment and More,” systematically walked through Form ADV Part 1 and examined disclosure requirements that impact all advisers.

Kalajian represents securities, commodities and cryptocurrency professionals in a variety of complex regulatory, compliance and corporate matters. She has extensive experience launching and advising various investment vehicles, such as hedge funds, private equity funds, venture capital funds, cryptocurrency funds, real estate funds, commodity pools, fund of funds and socially responsible investment vehicles. Kalajian provides legal and compliance guidance to registered and exempt investment advisers, commodity pool operators, commodity trading advisors, futures commission merchants, introducing brokers, forex firms, proprietary trading firms and broker-dealers.

About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With offices in eight strategic locations, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.

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