Insights & News

Nicole Kalajian Hosts the Chicago Compliance Group

November 25, 2019
Firm News


From left:  Sarah Buescher; Nicole Kalajian; Megan Claucherty

PHILADELPHIA – Stradley Ronon Attorney Nicole M. Kalajian hosted the Chicago Compliance Group meeting on Nov. 22. Kalajian spoke with Sarah Buescher, Associate General Counsel of the Investment Adviser Association, and Megan Claucherty, Assistant General Counsel of Harris Associates. The group discussed the proposed revisions to the advertising and solicitation rules, Form CRS, advisers conduct standards and proxy guidance.

Kalajian represents securities and commodities professionals in a variety of complex regulatory, compliance and corporate matters. She has extensive experience launching and advising various investment vehicles, such as hedge funds, private equity funds, venture capital funds, real estate funds, commodity pools, fund of funds and socially responsible investment vehicles. Kalajian provides legal and compliance guidance to registered and exempt investment advisers, commodity pool operators, commodity trading advisers, futures commission merchants, introducing brokers, forex firms, proprietary trading firms and broker-dealers.

About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With offices in eight strategic locations, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.
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