Insights & News

Nicole Kalajian Discusses Key Takeaways from SEC Proposal on Advertising and Solicitation Rules in Two Webinars

December 19, 2019
Firm News
PHILADELPHIA – Stradley Ronon Attorney Nicole M. Kalajian presented two webinars on the proposal from the Securities and Exchange Commission (SEC) to modernize the advertising and cash solicitation fee rules for investment advisers for Celesq® AttorneysEd Center and Washington DC Compliance Roundtable (WDCCRT).

Kalajian’s WDCCRT webinar took place on Dec. 18, and was titled, “Unpacking the SEC’s Proposed Amendments to the Advertising Rule and Solicitation Rule.” In this webinar, Kalajian joined Marina Baranovsky of Scitus Consulting, LLC, to explore the proposed amendments, as well as related amendments to the books and records rule and the Form ADV.

In her second webinar on Dec. 19, “The Proposed Advertising and Solicitation Rules – Game Changers for Advisers,” Kalajian provided a detailed overview of the SEC’s proposal, including its differences with respect to the current rule. Celesq® provides high-quality, cutting-edge continuing legal education programs to attorneys throughout the United States.

Kalajian represents securities and commodities professionals in a variety of complex regulatory, compliance and corporate matters. She has extensive experience launching and advising various investment vehicles, such as hedge funds, private equity funds, venture capital funds, real estate funds, commodity pools, fund of funds and socially responsible investment vehicles. Kalajian provides legal and compliance guidance to registered and exempt investment advisers, commodity pool operators, commodity trading advisers, futures commission merchants, introducing brokers, forex firms, proprietary trading firms and broker-dealers.

About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With offices in eight strategic locations, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.
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