Insights & News

Nicole Kalajian Moderates Washington DC Compliance Round Table Web Event

April 17, 2020

Please click here to visit our COVID-19 RESOURCE CENTER.

PHILADELPHIA – Stradley Ronon Attorney Nicole Kalajian served as a moderator for the Washington DC Compliance Round Table web event on April 16. The event featured General Counsel of the North American Securities Administrators Association (NASAA) Vince Martinez. NASAA is the oldest international organization devoted to investor protection, and its membership consists of the securities administrators in the 50 states, the District of Columbia, Canada, Mexico, Puerto Rico, and the U.S. Virgin Islands. Martinez discussed key interplays between state and federal securities laws, as well as how state securities administrators work with federal regulators and self-regulatory organizations.

Kalajian represents securities and commodities professionals in a variety of complex regulatory, compliance and corporate matters. She has extensive experience launching and advising various investment vehicles, such as hedge funds, private equity funds, venture capital funds, real estate funds, commodity pools, fund of funds and socially responsible investment vehicles. Kalajian provides legal and compliance guidance to registered and exempt investment advisers, commodity pool operators, commodity trading advisers, futures commission merchants, introducing brokers, forex firms, proprietary trading firms and broker-dealers.

About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With offices in eight strategic locations, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.

Related Resources

back to top