Insights & News

Nicole Kalajian Participates in Central Investment Adviser Certified Compliance Professional Program Symposium

July 15, 2020
Firm News
PHILADELPHIA – Stradley Ronon Attorney Nicole Kalajian presented at the Virtual Investment Adviser Certified Compliance Professional (IACCP®) Program Symposium on July 14. Kalajian presented the session, entitled, “Trading Compliance: Best Execution, Soft Dollars & Directed Brokerage.” The IACCP® Program Symposium provides interactive compliance education led by seasoned legal and compliance industry experts.

Kalajian represents securities and commodities professionals in a variety of complex regulatory, compliance and corporate matters. She has extensive experience launching and advising various investment vehicles, such as hedge funds, private equity funds, venture capital funds, real estate funds, commodity pools, fund of funds and socially responsible investment vehicles. Kalajian provides legal and compliance guidance to registered and exempt investment advisers, commodity pool operators, commodity trading advisers, futures commission merchants, introducing brokers, forex firms, proprietary trading firms and broker-dealers.

About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With offices in eight strategic locations, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.

Related Resources

back to top