Related Resources

• COVID-19 RESOURCE CENTER

  September 18, 2020

• Nicole Kalajian Moderates Washington DC Compliance Round Table Event with National Futures Association

  September 18, 2020
  Firm News

• Nicole Kalajian Speaks at the Sudrania Cryptocurrency Summit

  September 17, 2020
  Firm News

• Lawrence Stadulis Participates in Investment Adviser Certified Compliance Professional Webinar

  September 16, 2020
  Firm News

• Sara P. Crovitz Serves as Panelist on Investment Adviser Association Webinar

  September 11, 2020
  Firm News

• New DOL Rule Proposal Risks Chilling Proxy Voting and Shareholder Engagement

  September 2, 2020
  Client Alert

• George Michael Gerstein Quoted in Rolling Stone Discussing the DOL’s Recent Guidance

  August 25, 2020
  Press Clippings

• SEC Proposes Overhaul of Fund Disclosure

  August 21, 2020
  Client Alert

• Nicole Kalajian Serves as Panelist on a Washington DC Compliance Round Table Webinar on the SEC Rule 17h

  August 20, 2020
  Firm News

• Grant Thornton and Stradley Ronon Webcast:
  Are 401(k) funds an opportunity private equity funds should pursue?

  September 29, 2020

• Nicole Kalajian Instructs NRS Course on the Investment Advisers Act of 1940

  August 18, 2020
  Firm News

• Cillian Lynch Discusses the SEC’s Proposed Rule 2a-5 with BBD and SS&C ALPS

  August 13, 2020
  Firm News

• BBD & Stradley Ronon Webcast:
  The Next Evolution of Fair Value: The SEC's Proposed Rule 2a-5

  August 12, 2020

• Stradley Ronon and Silver Regulatory Associates 45-Minute Webcast:
  ESG Regulatory Lens – A Guide for Private Fund Managers

  August 11, 2020

• Stradley Ronon and Silver Regulatory Associates Co-Host Private Fund ESG Webcast

  August 11, 2020
  Firm News

• New SEC Proxy Regulations for Proxy Voting Advice Businesses and More Proxy Guidance for Investment Advisers
  

  August 4, 2020
  Client Alert

• On Demand Webcast:
  The SEC’s Fund Derivatives Rule: What’s in the Comments, and Is the Finish Line Approaching?

  July 27, 2020

• Stradley Ronon Hosts Webinar to Discuss the SEC’s Proposed Derivatives Rule

  July 27, 2020
  Firm News

• David Grim Participates in Voltaire Advisors Webinar on the SEC’s Fund Valuation Proposal

  July 27, 2020
  Firm News

• Stradley Ronon Presents ESG: All Aboard

  July 27, 2020
  Firm News

• Voltaire Advisors Webcast: 
  The Ex-SEC Speaks on Proposed Rule 2a-5

  July 24, 2020

• Jamie Gershkow Selected as Mutual Fund Industry Rising Star

  July 24, 2020
  Firm News

• Webcast:
  ESG: All Aboard!

  July 23, 2020

• SEC Enforcement Action Implies Broad Application of Investment Adviser Compliance Rule

  July 21, 2020
  Client Alert

• Nicole Kalajian Participates in Central Investment Adviser Certified Compliance Professional Program Symposium

  July 15, 2020
  Firm News

• SEC Proposes to Raise 13F Reporting Threshold

  July 14, 2020
  Client Alert

• DOL’s New Fiduciary Investment Advice Package Presents Significant Compliance Risk

  July 10, 2020
  Client Alert

• Nicole Kalajian Moderates Washington DC Compliance Round Table Web Event

  July 10, 2020
  Firm News

• TALF 2020: Summary of Revised Term Sheet and 1940 Act Considerations
  The Banking Law Journal | PDF

  July 9, 2020
  Article

• Steve Feinour Discusses the ETF Rule on Nasdaq Webinar

  June 30, 2020
  Firm News

• Surviving Election Season:
  Refresher on Pay-to-Play Rules for Investment Advisers
  

  June 25, 2020
  Client Alert

• Peter Hong and Lawrence Stadulis Serve as Panelists for Strafford Webinar Focused on Recent SEC Enforcement Actions and Guidance

  June 25, 2020
  Firm News

• DOL Unveils New ESG Proposal, Raising Significant Questions for ERISA Fiduciaries and the Industry

  June 24, 2020
  Client Alert

• OCIE Examining LIBOR Transition Preparedness

  June 24, 2020
  Client Alert

• 1940 Act Issues to Consider During the Pandemic - Part 11

  June 22, 2020
  Client Alert

• Jamie Gershkow Serves as Panelist on ETFLogic Webinar Discussing the New ETF Rule

  June 17, 2020
  Firm News

• Stradley Ronon Ranked in Top Tier for Mutual/Registered/Exchange-Traded Funds by The Legal 500 US

  June 17, 2020
  Firm News

• Private Fund Structuring “101”
  ValueWalk | PDF

  June 11, 2020

• Private Equity in ERISA DC Plans: DOL Issues Guidance

  June 4, 2020
  Client Alert

• Bruce G. Leto Honored at Settlement Music School 112^th Anniversary Gala

  June 2, 2020
  Firm News

• 1940 Act Issues to Consider During the Pandemic - Part 10

  June 1, 2020
  Client Alert

• Deborah Hong and Cheri R. W. Johnson Honored by The Legal Intelligencer’s Professional Excellence Awards

  June 1, 2020
  Firm News

• Cord-Cutting: DOL Embraces Technology with New Retirement Plan Disclosure Safe Harbor

  May 28, 2020
  Client Alert

• TALF 2020: Summary of MLSA and Revised Frequently Asked Questions

  May 22, 2020
  Client Alert

• TALF 2020: Summary of Frequently Asked Questions and Revised Term Sheet

  May 15, 2020
  Client Alert

• 1940 Act Issues to Consider During the Pandemic - Part 9

  May 15, 2020
  Client Alert

• SEC Proposes New Rule for Good Faith Determination of Fair Value

  May 14, 2020
  Client Alert

• Nicole Kalajian Serves as Panelist for Chicago Bar Association Business Law Drafting and Negotiating Subcommittee Webinar

  May 14, 2020
  Firm News

• Bruce Leto Discusses SEC Emergency Relief for Fund Boards with the Independent Directors Council

  May 11, 2020
  Firm News

• DOL/IRS Extend Time Periods for Making COBRA and Other Elections

  May 1, 2020
  Client Alert