Insights & News

Digital Asset Regulatory Tracker
October 2022

November 10, 2022
Publications

Digital Asset Regulatory Tracker

A lot is happening in the world of digital assets regulation, and we know it is difficult to keep track of it all.  That is why we built this digital assets regulatory tracker.  Each month, we publish a list with links to digital asset-related materials issued by the SEC, CFTC, and DOL. Please click here if you would like to sign up to receive this monthly tracker via email. 
 
OCTOBER 2022

SEC

October 11, 2022
Applied Blockchain, Inc.
Form S-1 Notice of Effectiveness


October 6, 2022
Judgment as to Tyler Ostern. Securities and Exchange Commission v. The Hydrogen Technology Corporation, Michael Ross Kane, and Tyler Ostern, No. 1:22-cv-08284 (S.D.N.Y. filed September 28, 2022)
Litigation Release No. 25553


October 3, 2022
SEC Charges Kim Kardashian for Unlawfully Touting Crypto Security


October 3, 2022
Statement on Financial Stability Oversight Council’s Report on Digital Asset Financial Stability Risks and Regulation Before the Financial Stability Oversight Council Open Meeting


October 3, 2022
SEC files charge to halt ongoing, multi-million dollar securities fraud directed at Latino Investors. Securities and Exchange Commission v. Mauricio Chavez et al., Civil Action No. 4:22cv3359 (S.D. Tex. Filed September 19, 2022)


October 3, 2022
In the Matter of Paragon Coin, Inc. Notice of Proposed Plan of Distribution And Opportunity For Comment

Administrative proceeding: 34-95965 

 


CFTC

October 28, 2022
Commissioner Johnson to Deliver Keynote Address at the Evolving Regulation of Crypto Symposium


October 27, 2022
Remarks of CFTC Commissioner Christy Goldsmith Romero before the International Swaps and Derivatives Association’s Crypto Forum 2022, New York


October 27, 2022
Commissioner Goldsmith Romero to Participate on a Panel at the Amazon Web Services Summit on the Future of Money and Fintech Innovation


October 26, 2022
Remarks of CFTC Commissioner Christy Goldsmith Romero before the International Swaps and Derivatives Association’s Crypto Forum 2022, New York


October 26, 2022
Commissioner Johnson to Deliver Distinguished Jurist Lecture at the University of Pennsylvania Law School Institute for Law & Economics


October 26, 2022
Commissioner Goldsmith Romero to Delivery a Keynote Address at the ISDA Crypto Forum 2022


October 24, 2022
Chairman Behnam to Keynote a Rutgers Law School Crypto Regulation Symposium


October 20, 2022
CFTC Releases Annual Enforcement Results


October 20, 2022
Commissioner Johnson to Participate in a Fireside Chat at Skadden, Arps, Slate, Meagher & Flom LLP


October 20, 2022
Commissioner Kristin N. Johnson will deliver a keynote address at Symphony Innovate New York 2022.


October 20, 2022
Commissioner Mersinger to Participate in a Panel Discussion Regarding Pragmatic Commodity Surveillance in Unprecedented Times


October 19, 2022
Commissioner Johnson to Participate in a Panel Discussion at the MIT Golub Center for Finance and Policy Annual Conference: Building and Regulating the New Financial Infrastructure


October 14, 2022
CFTC Commissioner Goldsmith Romero to Participate in a Regulatory & Policy Roundtable at the Financial Markets Quality Conference 2022


October 14, 2022
Commissioner Johnson to Participate in a Fireside Chat at the 2022 Future of Black Communities Summit hosted by the Joint Center for Political and Economic Studies


October 13, 2022
Chairman Behnam to Participate in a Conversation at the 2022 Institute of International Finance (IIF) Annual Membership Meeting


October 13, 2022
Commissioner Pham to Deliver a Lecture at LUISS Co-Sponsored by the Commissione Nazionale per le Società e la Borsa (CONSOB)


October 13, 2022
Commissioner Goldsmith Romero to Participate in a Fireside Chat at WCL’s Virtual Currency Law, Regulation, and Policy Institute

October 12, 2022
Commissioner Pham to Participate in a Fireside Chat at Stellar Meridian 2022


October 11, 2022
Commissioner Goldsmith Romero to Give Closing Remarks at DC Fintech Week 2022


October 11, 2022
Commissioner Pham to Speak at the Harvard Law School Program on International Financial Systems Roundtable on Institutional Investors and Crypto Assets


October 11, 2022
Chairman Behnam to Participate in a Fireside Chat at DC Fintech Week 2022


October 10, 2022
Commissioner Johnson to Participate in a Panel Discussion at RAID Digital 2022 Conference: New Tech Governance for the New Globalization


October 5, 2022
CFTC to Host Panels for Financial Educators for World Investor Week


October 3, 2022
CFTC Charges Digital Asset Derivatives Platform and Miami Resident with Facilitating Unlawful Futures Transactions, Failing to Register, and Attempted Manipulation of Native Token


October 3, 2022
Statement of Commissioner Kristin N. Johnson Regarding Unregistered Crypto Futures Platform, Price Manipulation, and Failure to Comply with AML/KYC/CIP Obligations

 

DOL
No entries.


ARCHIVES
August 2022
September 2022


Information contained in this publication should not be construed as legal advice or opinion or as a substitute for the advice of counsel. The articles by these authors may have first appeared in other publications. The content provided is for educational and informational purposes for the use of clients and others who may be interested in the subject matter. We recommend that readers seek specific advice from counsel about particular matters of interest.

Copyright © 2022 Stradley Ronon Stevens & Young, LLP. All rights reserved.

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