Insights & News

Talking Investment Management Podcast

October 10, 2023

Episode 5: The Fund Director’s Guide to Navigating the Regulatory Landscape

Join Stradley Ronon Partners David Grim and Sara Crovitz for a conversation with Cynthia Plouché, Chair of the Independent Directors Council Governing Council, on what they think are the key issues facing Fund Directors in 2023 and beyond.

Our panel discuss a variety of SEC regulations including: cybersecurity, ESG, adviser outsourcing, fund fee and expense disclosure, and artificial intelligence, as well as diversity in the boardroom and succession planning.


Also available on Apple Podcasts

Episode 4: Looking Back and Forward at the SEC’s Rule for Fair Value

As we pass the one-year anniversary of the compliance date for the SEC’s Rule 2a-5 under the Investment Company Act of 1940, the Mutual Fund Directors Forum (MFDF) and Stradley Ronon partnered to jointly publish a comprehensive paper for fund directors looking back at the past year and ahead to the future at the Rule for good faith determination of fair value. Join MFDF President Carolyn McPhillips, Stradley Ronon Partner David W. Grim and Stradley Ronon Associate Jennifer Hillman as they break down key parts of the paper.

Also available on Apple Podcasts

Episode 3: Commitment to Diversity: Key Issues in Asset Management

Stradley Ronon Partners David Grim, Jamie Gershkow and Brian Seaman discuss diversity, equity and inclusion in the asset management industry and share practical tips on how to build a more inclusive environment in your organization.

Also available on Apple Podcasts

Episode 2: What Is Coming Down the Pike?

The SEC is about to adopt a number of rules that will impact the fund industry, including on ESG, fund names and cybersecurity. What should fund boards expect and care about? Stradley attorneys Dave GrimMena Larmour and Chris Zimmerman discuss. 

Also available on Apple Podcasts

Episode 1: What We Are Hearing in the Boardroom
SEC rules on valuation and derivatives have been implemented by the fund industry. Now what for fund boards? Join Stradley attorneys Dave GrimMena Larmour and Chris Zimmerman as they provide insights.

Also available on Apple Podcasts

Related Services

Related Resources

back to top