Kevin Ercoline


Kevin Ercoline


Kevin Ercoline focuses his practice on aiding investment management clients in matters such as entity formation, including mutual funds, exchange-traded funds, and closed-end funds, as well as assisting in required filings and continual compliance as mandated under the relevant securities regulations. Kevin also drafts and reviews critical documents, such as exemptive applications, no-action letters and compliance procedures, as needed for investment companies and advisers to achieve their desired goals. He previously worked in market regulation at FINRA analyzing issues related to market manipulation and market fragmentation. As a result, Kevin is well versed in emerging issues confronting broker-dealer compliance.

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Bar Admissions
  • Texas
  • District of Columbia
  • J.D., summa cum laude, American University Washington College of Law
  • B.S., University of Texas at Austin

  • State Bar of Texas

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