Kevin Ercoline

Associate

kercoline@stradley.com

vCard
Kevin Ercoline

Overview

Kevin Ercoline focuses his practice on aiding investment management clients in matters such as entity formation, including mutual funds, exchange-traded funds, and closed-end funds, as well as assisting in required filings and continual compliance as mandated under the relevant securities regulations. Kevin also drafts and reviews critical documents, such as exemptive applications, no-action letters and compliance procedures, as needed for investment companies and advisers to achieve their desired goals. He previously worked in market regulation at FINRA analyzing issues related to market manipulation and market fragmentation. As a result, Kevin is well versed in emerging issues confronting broker-dealer compliance.

Read More

Credentials

Bar Admissions
  • Texas
  • District of Columbia
Education
  • J.D., summa cum laude, American University Washington College of Law
  • B.S., University of Texas at Austin
Memberships

  • State Bar of Texas

Back to top