Jessica Rickman


Jessica Rickman


Jessica Rickman focuses her practice on counseling investment companies (including mutual funds, closed-end funds and exchange-traded funds), private funds and investment advisers in connection with various regulatory, compliance and transactional matters. Jessica assists in the representation of investment management clients in all aspects of legal representation including:

  • preparing regulatory filings
  • drafting and reviewing registration statements
  • researching, securities, commodities and corporate law issues
  • preparing SEC exemptive applications
  • advising on compliance with blue sky filing requirements

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Bar Admissions
  • Virginia
  • District of Columbia
  • J.D., cum laude, American University Washington College of Law
  • B.S., with high honors, University of Maryland at College Park

  • American University Law Review
  • American University Intellectual Property Clinic (student attorney)
  • Business Law Society

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