Daniel Knox focuses his practice on the negotiation of derivatives documentation, both for investment management companies and in relation to commercial loan transactions.
Dan counsels clients with respect to the Dodd-Frank Wall Street Reform and Consumer Protection Act and the regulations promulgated thereunder. He has extensively represented clients on Regulation D private placements with accredited investors. Additionally, he has insurance regulatory experience and has been called upon to assist clients with filings required by state insurance departments.
Prior to joining Stradley Ronon, Dan was an accountant with a large investment bank.
Featured Representative Matters
Negotiated enterprise-wide ISDA agreements, forward transaction agreements and repurchase agreements for a nationally recognized investment adviser.
Represented a mutual complex in the negotiation of various central clearing and swap execution facility agreements as required by Dodd-Frank.
Represented multiple private funds in connection with formation, service provider agreements, capital-raising efforts and regulatory filings.
Represented an environmental testing and research provider in the negotiation of multiple interest rate swap transactions entered into in connection with a revolving credit facility.
Represented a fixed-income mutual fund complex in the negotiation and documentation of transactions in distressed loan positions.
Represented a startup outpatient surgery center with respect to its formation and private placement offering.
Worked on a team that prepared a registration statement related to the initial public offering of common stock of a fast-growing regional bank.
Represented a nationally recognized insurance holding company with respect to state regulatory filings required as a result of the insurer’s acquisition of a benefit management company.
Obtained the necessary approvals from the Pennsylvania Insurance Department with respect to the merger of two insurance companies.
Represented several startup companies in their commencement of operations and initial capital-raising efforts.
Community Impact
Dan is a member of the board of directors of the Philharmonic of Southern New Jersey, an 85-piece orchestra and the largest all-volunteer orchestra in the region.
Memberships
Member, Board of Directors, Philharmonic of Southern New Jersey
