
Events
IAA Webinar: What’s New With Retail Alternative Investments?
July 9, 2026 2:00 PM EDTSara P. Crovitz and Nicole Simon2026 FIA Law & Compliance Conference: Regulation by Enforcement is Over - Now What?
April 15, 2026 2:30 PM– 3:15 PM EDTGaylord National Harbor ResortJan M. Folena2026 Investment Adviser Compliance Conference: The Feeling’s Mutual: Key Developments for Registered Investment Companies
March 19, 2026 11:15 AM– 12:15 PM EDTGrand Hyatt Washington DCSara P. CrovitzBPI Funds Stakeholder Forum: The New Regulatory Environment – What Do We Know So Far?
July 29, 2025 1:35 PM EDTVirtualPLI: Understanding Financial Products 2025 Overview of Advisers and Funds
January 16, 2025 9:15 AM ESTPLI New YorkNicole SimonInvestment Adviser Association 2024 Compliance Workshops Artificial Intelligence and Marketing Rule Sessions
December 10, 2024 11:35 AM– 2:00 PMThe University Club of ChicagoBrian P. MurphySTRADLEY RONON WEBCAST: SEC Enforcement and Investment Advisers: 2023 Is in the Books. How Will 2024 Look?
February 21, 2024 2:00 PM– 3:00 PM ESTVirtualPeter Bogdasarian, Greg DiMeglio and Jan M. FolenaIAA Investment Adviser Compliance Conference: Compliance Testing and Use of Technology
March 14, 2023 11:15 PM– 12:15 PM EDTMarriott Marquis Washington, D.C.Alan P. Goldberg and Drew Bowden and Wei Zhao