Nicole Simon
PartnerChair, Retail Alternative Funds
Publications
Client Alert
SEC Staff Provides Disclosure Guidance for Registered Closed-End Funds Investing in Private Funds
August 21, 2025
Publications
SEC Signals Opening for Private Investment Reform
June 9, 2025 – Law360
Client Alert
Investing in Private Funds Beyond 15%: SEC Staff Opens the Door for Retail Closed-End Funds
May 22, 2025
Client Alert
A Better Alternative: SEC Approves Simplified Version of Co-Investment Relief for Registered Closed-End Funds and BDCs
April 9, 2025
Client Alert
CFTC Raises the Bar for Rule 4.7 QEP Status but Holds Off on Controversial Disclosure Requirements
September 18, 2024
Pay-to-Play Update: Walz-ing into Political Contributions
August 12, 2024Client Alert
As Summer Approaches, Fifth Circuit Sends Private Funds Rule on Vacation
June 12, 2024Client Alert
CFTC Staff Permits Registered CPO to Treat Certain Employees as Qualified Eligible Persons
May 20, 2024
