Katie Gallop

Associate

she/her/hers

Publications

Client Alert
SEC Website Disclosure Obligations: Dot Your I’s and Hyperlink Your T’s
January 24, 2025
Client Alert
FinCEN Finalizes AML/CFT Rule: 6 Takeaways for Investment Advisers Facing New Regulatory Scrutiny
September 6, 2024
Client Alert
Supreme Court Ruling Facilitates Challenges to Administrative Rules
July 16, 2024
Client Alert
Supreme Court Limits SEC’s Home Field Advantage
July 3, 2024
Client Alert
Take Notice: SEC Adopts New Requirements Under Regulation S-P
May 31, 2024
Client Alert
Your ID, Please: An Investment Adviser’s Guide to the Proposed Customer Identification Program
May 23, 2024
Publications
Employee Stock Purchase Plans
May 7, 2024 – Employee Benefit Plan Review
Client Alert
Seeing SARs: FinCEN Proposes Bruising AML Rules for Investment Advisers
February 22, 2024
Client Alert
Déjà Vu All Over Again: DOL Proposes New Fiduciary Investment Advice Rule
December 1, 2023

Firm Highlights

Stradley Ronon Kicks Off 100th Anniversary with New Leadership Appointments for 2026

NJ Supreme Court Holds Insurance Brokers Not Exempt from the Garden State’s Consumer Fraud Act

Supreme Court: Investor Harm Not Required for SEC Disgorgement Remedy

Delaware LLC Agreements: Pay Special Attention to Amendment Provisions

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Key ETF Trends to Watch Ahead of 2026 ICI ETF Conference

Stradley Ronon Chief Information Officer Brett Don Named a Corporate Finalist for 2026 ORBIE Award

Delaware Supreme Court Ruling Upholds Constitutionality of Increased Protections for Controlling-Stockholder Transactions

Adopting a Stock Option Plan: Key Considerations for Companies

BTI Consulting Recognizes Stradley Ronon for Exceptional Client Service

Stradley Ronon Shortlisted for Best Law Firm: Private Markets in Hedge Fund Services Awards 2026