Joel Corriero primarily counsels investment companies, including exchange-traded funds (ETFs), mutual funds, variable insurance funds and closed-end funds, and investment advisers on regulatory and compliance matters. For investment companies, particularly ETFs, Joel advises on all aspects of the representation, including creation, listing, and continued compliance with both the federal securities laws and exchange listing rules. He is also experienced in the negotiation of authorized participant agreements for transactions in ETF shares.
In addition, Joel drafts and reviews critical fund documents, such as registration statements, proxy solicitation materials, and exchange listing applications. He also counsels on transactional matters, such as mergers and acquisitions, and has experience drafting and negotiating various agreements for investment companies and investment advisers.