David W. Grim
PartnerCo-Chair, Investment Management
Publications
Podcast
Best Protections for Fund Directors from SEC Exams and Enforcement – Looking Back and Ahead
October 23, 2025
Podcast
The SEC Under New Management
March 14, 2025Client Alert
Swing Pricing Strikes Out Again in Recent SEC Rulemaking
September 13, 2024Podcast
The Fund Director’s Guide to Navigating the Regulatory Landscape
October 9, 2023Client Alert
Report of the Mutual Fund Directors Forum: Practical Guidance for Fund Directors on Valuation Oversight
October 3, 2023Podcast
Looking Back and Forward at the SEC’s Rule for Fair Value
October 1, 2023Podcast
Commitment to Diversity: Key Issues in Asset Management
March 17, 2023Client Alert
SEC Proposes Extensive Changes to Open-End Fund Liquidity Framework
November 30, 2022Podcast
What Is Coming Down the Pike?
October 23, 2022Podcast
What We Are Hearing in the Boardroom
October 21, 2022Publications
Stradley Attorneys Comment on SEC’s Proposal to Overhaul Fund Disclosure Regime
August 19, 2022Publications
New derivatives rule: A fund board’s responsibilities
April 6, 2022 – Fund Board ViewsClient Alert
SEC Proposes New Rule for Fund and Adviser Cybersecurity Risk Management
March 10, 2022
