Events

Partner Jan Folena, co-chair of the firm’s securities and regulatory enforcement practice, will serve as a panelist for the “main stage” session, “Backstage Pass to Compliance:  Now What?” at the ICI Compliance, Risk, and Legal Conference.

The panel will offer practical guidance for compliance professionals, focusing on Investment Company Act of 1940 fundamentals, and what fund and adviser compliance programs look like in day‑to‑day operations.