Investment Adviser Association 2024 Compliance Workshops Artificial Intelligence and Marketing Rule Sessions
December 10, 2024 11:35 AM– 2:00 PM
Brian P. Murphy
The University Club of Chicago
76 E Monroe Street
Chicago, Illinois
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Partner Brian Murphy, is serving as a presenter at the IAA 2024 Compliance Workshops on the following two panels:
11:35 a.m. – 12:25 p.m. Artificial Intelligence
Get a compliance handle on complex regulatory and risk concerns arising from the rapidly evolving use of artificial intelligence (AI) technology in connection with providing asset management services.
1:10 – 2:00 p.m. Marketing Rule
Nearly two years after the compliance date of the new Marketing Rule, advisers are still grappling with presentation of performance issues including composites, model fees, and predecessor performance, as well as substantiation requirements. Learn the latest insights and trends
