
New York Stock Exchange ETF Playbook: How to build a successful ETF business
December 6, 2023 2:00 PM– 5:30 PM ESTNew York Stock ExchangeJ. Stephen Feinour Jr.Stradley Ronon Financial Services Regulatory Workshop
December 6, 2023 11:45 AM– 1:30 PMPenn Club of New YorkKatrina L. Berishaj, Greg DiMeglio, Samantha B. Kats, Frederic M. Krieger and Lawrence P. StadulisTALA Event: Facing Today’s Critical Talent Acquisition Issues
November 30, 2023 3:30 PM– 5:30 PM ESTAmeriHealth Caritas (Online Option Available)Ryan P. GalvinFuture of Office: Separating Myth from Reality
November 15, 2023 4:00 PM– 6:30 PM ESTStradley Ronon's Town HallChristopher W. Rosenbleeth2023 Closed-End Fund Conference: Activism
November 14, 2023 11:40 AM– 12:25 PM ESTConvene Conference CenterTaylor BrodyWEBCAST: Looking Back and Forward at the SEC’s Rule for Fair Value
November 14, 2023 2:00 PM– 3:00 PM ESTVirtualDavid W. Grim and Jennifer HillmanInvestment Adviser Association New York Compliance Workshop: Preparing for a Regulatory Deluge
November 8, 2023 10:30 AM– 11:30 AM ESTThe University ClubJamie M. GershkowCLE WEBCAST Pennsylvania Bar Institute: Women in Leadership in the Legal Profession
October 26, 2023 10:00 AM– 11:30 AM EDTVirtualDanielle BanksMitigation, Optimization & Maximization: Examining successful business transitions.
October 26, 2023VirtualSteven A. ScolariStradley Ronon CLE: Internal Investigations in the Face of a Regulatory Inquiry: Practical Advice for In-House Counsel and Compliance
October 25, 2023 5:00 PM– 7:30 PMStradley Ronon's Town HallJan M. Folena, Ashley E. Shapiro and Jaliya Faulkner and Alan SmithBuilding a Successful ETF Business: With Cohen & Company, Stradley Ronon, the New York Stock Exchange and U.S. Bank
October 24, 2023 4:00 PM– 5:45 PMStradley Ronon's Town HallJ. Stephen Feinour Jr.Practising Law Institute: Securities Law and Practice 2023: How the SEC Works
October 24, 2023 9:15 AM– 10:30 AM EDTPLI New YorkLawrence P. StadulisACCC 2023 Insurance Law Symposium The Sky Did Not Fall―But The Jury Is Still Out ... The Influence of the Restatements in the Courts and State Legislatures
October 20, 2023 9:00 AM– 4:30 PM EDTPenn Carey LawSamuel J. Arena Jr.Knowledge Management & Innovation for Legal Conference: Green Eggs and KM: Building a Firm-Wide KM Program from the Ground Up
October 12-13, 2023360 Madison AvenueMarissa Parker and Sarah AndrewsFIA Futures & Options Expo: Law & Compliance: Reading the Tea Leaves: Enforcement Trends from the SEC and CFTC
October 3, 2023 3:15 PM– 4:15 PMSheraton Grand Chicago RiverwalkJan M. FolenaChamber of Commerce Southern New Jersey CLE: Internal Investigations: Avoiding Legal Pitfalls and Best Practices
September 29, 2023 8:30 AM– 10:30 AMPrimepoint HRMS & PayrollAshley E. ShapiroThe 2023 Resource Center for Religious Institutes National Conference
September 28, 2023 9:00 AM– 3:30 PM CDTHyatt Regency St. Louis at the ArchMark E. Chopko and Jennifer A. GniadyThe Importance of QoEs and How to Leverage Them For a Clean Deal
September 20, 2023 11:00 AM– 11:40 AM EDTPhiladelphia Marriott DowntownThomas O. IxStradley Ronon Financial Services Regulatory Workshop
September 13, 2023 11:30 AM– 1:15 AMPenn Club of New YorkSamantha B. Kats, Frederic M. Krieger, Lawrence P. Stadulis and Peter M. HongSTRADLEY RONON CLE WEBCAST:A Swing and a Miss! Swing Pricing Strikes Out in SEC's MMF Reforms
September 6, 2023 12:00 PM– 1:00 PM EDTVirtualJamie M. Gershkow and Sara P. CrovitzCLE Webcast: Reimagining DEI: Finding New Pathways in the Wake of the Supreme Court’s Affirmative Action Decision
August 31, 2023 10:00 AM– 12:15 AM EDTVirtualDanielle BanksPractising Law Institute CLE: Investment Management 2023: Current Issues& Trends
July 26, 2023 10:30 AM– 11:30 AM EDTPLI New YorkMiranda L. SturgisCrane Data's Money Fund Symposium 2023: Regulations: Money Fund Reforms Round III
June 21, 2023 3:40 PM– 4:10 PM EDTHyatt Regency AtlantaJamie M. GershkowWEBCAST: Stradley Ronon CLE Financial Services Regulatory Forum
June 21, 2023 12:00 PM– 1:15 PM EDTVirtualJan M. Folena, Frederic M. Krieger and Lawrence P. StadulisStradley Ronon White-Collar CLE with PACDL and the WWCDA: Crypto Enforcement: Developing Trends in Civil and Criminal Enforcement Efforts by DOJ, SEC and Other Regulators
June 14, 2023 5:00 PM– 7:30 PMStradley Ronon’s Town HallAshley E. Shapiro and Jan M. FolenaStradley Ronon and MGO’s Digital Assets & Blockchain Roundtable Series
May 25, 2023 8:00 AM– 9:30 AM EDTStradley RononSteven D. FeldmaniiBIG 14th Annual Education Finance & Loan Symposium: Higher Education Regulatory Roundtable
May 15, 2023 1:10 PM– 2:10 PM EDTHyatt Regency Crystal CityEric M. HurwitzStradley Ronon CLE: Challenging Issues for In-house Counsel & Compliance Professionals in Internal Investigations
May 3, 2023 4:45 PM– 7:30 PM EDTStradley RononSteven D. Feldman, Jan M. Folena and Frederic M. KriegerNational Association of Church Personnel Administrators Annual Conference: Charity At Home: When Parishioners Are Also Employees
May 2, 2023 2:30 AM– 4:00 AM EDTJennifer A. GniadyAmerican Bar Association’s Business Law Section Hybrid Spring Meeting 2023: Security Interests in Limited Liability Company and Partnership Interests
April 28, 2023 4:00 PM– 5:00 PM PDTHyatt Regency Seattleand OnlineLisa R. Jacobs
Page 8 of 10