Publications
Client Alert
SEC Settles with ETF Investment Adviser for Causing 1940 Act Violations
September 17, 2026
Podcast
Key ETF Trends to Watch Ahead of 2026 ICI ETF Conference
June 3, 2026
Client Alert
SEC Streamlines Operation of Multi-Class ETFs
March 20, 2026
Podcast
The SEC's Regulatory Reset: Staying Ahead of the Curve
March 16, 2026
In Focus
Step-by-Step Guide: Unlocking the Power of Section 351 Conversions
November 10, 2025
Publications
Structuring Crypto Exchange-Traded Funds
June 2, 2025 – Employee Benefit Plan Review
Podcast
Diving into ETFs: Are You Ready for a Sea Change?
March 10, 2025Podcast
Board Oversight of Exchange-Traded Funds - Part 1 & 2
December 9, 2024Publications
Board Oversight of Exchange-Traded Funds Independent Directors Council
September 18, 2024
