Fabio Battaglia

Partner

Experience

  • Stradley Ronon Represents Cook Wealth in Merger with Cerity Partners

    Stradley Ronon represented Cook Wealth, a Raleigh-based wealth management firm, in a merger with Cerity Partners, a financial and wealth advisory firm serving high-net-worth individuals and their families and nonprofit organizations and foundations throughout the United States.

    The merger expands Cerity Partners’ integrated wealth advisory services, including financial planning, investment management, and tax planning and preparation, into North Carolina.

    For more information, visit Cerity Partners’ website.

    Megan E. Stamm, Christopher S. Connell, Dean V. Krishna, Linsay Sobers, Melanie L. Ronen, David P. Fitzgibbon, Katrina L. Berishaj, Avery Marz and Fabio Battaglia
    Stradley Ronon Represents Cook Wealth in Merger with Cerity Partners

  • Bryn Mawr Trust Launches SEC-registered Mutual Fund

    Stradley Ronon advised Bryn Mawr Trust in connection with the launch of its new BMT Multi-Cap Fund. The mutual fund will allow Bryn Mawr Trust to offer one of its key investment management strategies to the mass market.

    Since 1889, the professionals at Bryn Mawr Trust have focused on helping individuals, families, businesses and organizations create, manage, preserve and transfer wealth. Bryn Mawr Trust is a wholly owned subsidiary of the Bryn Mawr Bank Corporation, a one-bank holding company publicly held and traded on NASDAQ (BMTC).

    Bruce G. Leto, Fabio Battaglia and Shawn A. Hendricks

  • Franklin Templeton Launches K2 Long Short Credit Fund

    Stradley Ronon assisted Franklin Templeton Investments in the launch of the Franklin K2 Long Short Credit Fund. The new mutual fund of hedge fund managers marks Franklin Templeton’s second multi-manager, multi-strategy mutual fund focused on alternative investments. The launch involved the drafting and filing of the registration statement; drafting and negotiating of service provider contracts, including subadvisory agreements with six unaffiliated investment management firms; and the reviewing and summarizing of the compliance programs of such firms for the board of trustees.

    Franklin Templeton is the fourth-largest registered funds group in the U.S. with $898 billion of assets under management. Since 1991, Stradley Ronon's investment management group has served as Franklin’s registered fund and advisor counsel.

    Bruce G. Leto, Kristin H. Ives, Fabio Battaglia, Amy C. Fitzsimmons and Jamie M. Gershkow

  • Trusted Advisor to Franklin Templeton and Its $898 Billion Portfolio

    As a global investment management organization with $898 billion in assets under management, Franklin Templeton's mutual funds  face many regulatory and compliance challenges. For more than 25 years, Stradley has advised Franklin as registered fund and advisor counsel. For example, Stradley Ronon's investment management team assisted on the creation of a manager-of-managers alternative strategies fund, which relied on a first-of-its-kind exemptive order that Stradley helped Franklin obtain. Also, we led on the formation of a new Franklin Templeton insurance product fund – a multi-strategy fund, portions of which are managed by various affiliated investment managers. Stradley also helped Franklin launch its first exchange-traded fund. In addition, we have worked with Franklin Templeton to implement the changes required by the Dodd-Frank Act of 2010. These regulatory changes have had a profound impact on asset managers and the regime in which they operate.

    Bruce G. Leto, Kristin H. Ives, Alison M. Fuller, Michael W. Mundt, Fabio Battaglia, Amy C. Fitzsimmons and J. Stephen Feinour Jr.

Firm Highlights