Stradley Ronon's Financial Services Broker-Dealer Workshop
February 5, 2025 12:00 PM– 1:30 AM PST
Mark M. Attar, Frederic M. Krieger, Steven D. Feldman and Jan M. Folena
Penn Club of New York
Spruce Room, 3rd Floor 30 W 44th St.
New York, New York
share this page
Join Stradley Ronon for lunch and a roundtable discussion that will cover current topics of interest relating to broker-dealers, including:
- FINRA Rules Update
- SEC Rules Update
- Outlook for the SEC in the New Administration
- Outlook for DOJ in the New Administration
- SEC Charges BMO Capital Markets with Failing to Supervise Agency Bond Desk
.png){kind=logo}
