Press Clippings
SEC Enforcement Swings Toward Fixes, Away from Fines
March 31, 2026 - BoardIQ
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Partner and co-chair of the firm’s securities and regulatory enforcement practice Jan Folena recently spoke at the Investment Company Institute’s (ICI) Investment Management Conference as part of a session about U.S. Securities and Exchange Commission (SEC) examinations and enforcement.
BoardIQ covered her comments from the panel regarding recent changes at the SEC and the new approach — fewer cases, more remediation — that is reshaping its enforcement division.
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