Frederic M. Krieger

PartnerCo-Chair, Broker-Dealer

Publications

Client Alert
Key Takeaways from SIFMA C&L Seminar: Navigating New Technology and Regulatory Frontiers
April 29, 2026
Publications
Investment Funds & Private Equity, U.S.IBFD
October 28, 2024
Client Alert
With Great Power Comes Great Responsibility: FINRA Underscores Regulatory Implications of Using AI
July 16, 2024
Client Alert
SEC Expands Dealer Definition to Increase Regulation of Liquidity Providers, Now Challenged in Federal Court
March 20, 2024
Client Alert
SEC Brings First Settled Enforcement Action Finding Client and Customer Release Agreement Contravened the Whistleblower Rule
February 5, 2024
Client Alert
Stradley White-Collar Insider October 2023
October 19, 2023
Client Alert
Off-Platform & Ephemeral Messaging – Prepare for More Scrutiny
June 28, 2023

Firm Highlights

Stradley Ronon Kicks Off 100th Anniversary with New Leadership Appointments for 2026

Delaware LLC Agreements: Pay Special Attention to Amendment Provisions

Adopting a Stock Option Plan: Key Considerations for Companies

New York and New Jersey Employment Law: Key Obligations for Employers in 2026

Philadelphia Business Journal Names Stradley Ronon Executive Partner Mena Larmour to its 2026 Women of Influence List

Stradley Voices: Q&A with Sarah Abrams on the Intersection of Music and Law

NJ Supreme Court Holds Insurance Brokers Not Exempt from the Garden State’s Consumer Fraud Act

E-asier Delivery: SEC Proposes Regulation E-Delivery, Which Would Allow Electronic Delivery by Default

Stradley Ronon Shortlisted for Best Law Firm: Private Markets in Hedge Fund Services Awards 2026

BTI Consulting Recognizes Stradley Ronon for Exceptional Client Service