Greg DiMeglio
PartnerCo-Chair, Securities & Regulatory Enforcement
Publications
Client Alert
Supreme Court: Investor Harm Not Required for SEC Disgorgement Remedy
June 12, 2026Client Alert
Ditching the Gag Rule: SEC Rescinds Its ‘No Admit, No Deny’ Settlement Policy Amid Supreme Court Challenge
May 21, 2026Client Alert
SEC Settles Charges with Robo-Adviser for Disclosure-Based Breach of Fiduciary Duty
April 9, 2026Report
Back to Basics, Continued: SEC Asset Management Enforcement Trends So Far in FY2026
March 18, 2026Report
SEC Asset Management Enforcement in Fiscal Year 2025 and Beyond: The Atkins Commission’s 'New Day'
November 12, 2025
Client Alert
SEC Charges Private Equity Fund Adviser with Negligence-Based Breach of Fiduciary Duty for Charging Excess Management Fees
August 25, 2025
Publications
Asset Management Enforcement: Latest Trends and a Look at the New Commission
July 2025 – The Investment Lawyer
Client Alert
First Circuit Rebuffs SEC: $93M Judgment Reversed in Latest Judicial Setback
April 10, 2025
Client Alert
Asset Management Enforcement: Latest Trends and a Look Ahead at the New Commission
March 11, 2025Publications
Alpine Ruling Previews Challenges to FINRA Authority Law360
December 13, 2024Client Alert
D.C. Circuit Ruling: Continued Challenges to FINRA Authority
December 5, 2024Client Alert
SEC Settles Enforcement Actions with JPMorganChase Affiliates for $151M
November 25, 2024Client Alert
Supreme Court Limits SEC’s Home Field Advantage
July 3, 2024Client Alert
SEC Settles First Off-Channel Communications Enforcement Action with Standalone Investment Adviser
April 10, 2024Client Alert
SEC Enforcement and Investment Advisers: 2023 Is in the Books. How Will 2024 Look?
March 15, 2024Client Alert
SEC Brings First Settled Enforcement Action Finding Client and Customer Release Agreement Contravened the Whistleblower Rule
February 5, 2024
