Jan M. Folena
PartnerCo-Chair, Securities & Regulatory Enforcement
Events
2026 FIA Law & Compliance Conference: Regulation by Enforcement is Over - Now What?
April 15, 2026 2:30 PM– 3:15 PM EDTGaylord National Harbor ResortJan M. Folena2026 ICI Investment Management Conference: Session F: Reading the Signals: SEC Exams and Enforcement After Year One
March 24, 2026 11:05 AM– 11:50 AM PDTJW Marriott Desert Springs Resort and SpaJan M. FolenaHeard in the Hall: Stradley Ronon Team Shares Insights from 2026 ICI Investment Management Conference
March 23, 2026David W. Grim, Jonathan M. Kopcsik, Sara P. Crovitz, Mark R. Greer, Christopher J. Zimmerman, Joel D. Corriero, Jamie M. Gershkow, Taylor Brody, Matthew R. DiClemente, Brian Crowell, Jan M. Folena, Brian P. Murphy and Greg DiMeglioThe Federalist Society: Loper Bright Fallout for SEC Rulemaking?
January 20, 2026 12:00 PM– 1:00 AM ESTVirtualJan M. FolenaIndependent Directors Council Webinar: SEC Examination Priorities and Enforcement Trends – What Fund Directors Should Know
January 13, 2026 2:00 PM– 3:00 PM ESTVirtualJan M. Folena2025 PACDL White Collar Practice Seminar: The New Landscape for SEC Enforcement
November 13, 2025 2:45 PM– 3:45 PM ESTJan M. FolenaStradley Ronon's Financial Services Broker-Dealer Workshop
September 17, 2025 12:00 PM– 1:30 PM EDTStradley Ronon New York OfficeMark M. Attar, Peter Bogdasarian, Jan M. Folena, Frederic M. Krieger, Susan E. Sidd and Lawrence P. StadulisStradley Ronon Investment Adviser Forum CLE
June 10, 2025 12:00 PM– 2:00 PM EDTStradley RononBrian Crowell, Jan M. Folena, Mark R. Greer, Jennifer Hillman and Jesse P. KanachHeard in the Hall: Stradley Lawyers Share Their Thoughts on the 2025 ICI Investment Management Conference Sessions
March 24, 2025David W. Grim, Eric S. Purple, Sara P. Crovitz, Matthew R. DiClemente, Michael W. Mundt, Mena Larmour, Taylor Brody, Greg DiMeglio, Jan M. Folena, Bruce G. Leto and Brian P. MurphyInvestment Adviser Compliance Conference: SEC Enforcement Landscape: Lessons and Trends for Advisers
March 6, 2025 1:00 PM– 2:00 PM ESTMarriott Marquis Washington, D.C.Jan M. FolenaStradley Ronon's Financial Services Broker-Dealer Workshop
February 5, 2025 12:00 PM– 1:30 AM PSTPenn Club of New YorkMark M. Attar, Frederic M. Krieger, Steven D. Feldman and Jan M. FolenaICI 2024 Securities Law Developments Conference CLE Webcast The Impact of Recent Judicial Decisions on the Regulatory Process
October 10, 2024 1:45 AM– 2:45 AMVirtualJan M. FolenaSTRADLEY RONON CLE WEBINAR: SCOTUS Limits SEC Authority. What Does It Mean for Investment Advisers and Funds?
September 26, 2024 2:00 PM EDTVirtualMark R. Greer, Jan M. Folena, Greg DiMeglio and Eric S. PurpleFIA Law and Compliance Division Conference Buyside Hot Topics
April 25, 2024 9:45 AM– 10:45 AM EDTGaylord National Resort & Convention CenterJan M. FolenaHot Topics in Benefits and Securities Regulations
April 9 & 10, 2024 10:00 AM– 12:00 PM EDTVirtualKatrina L. Berishaj, Jan M. Folena, Jamie M. Gershkow and Peter M. HongSTRADLEY RONON WEBCAST: SEC Enforcement and Investment Advisers: 2023 Is in the Books. How Will 2024 Look?
February 21, 2024 2:00 PM– 3:00 PM ESTVirtualPeter Bogdasarian, Greg DiMeglio and Jan M. FolenaAsset Management Derivatives Forum 2024: Regulatory Approaches to Crypto, AI and Climate
February 8, 2024 10:15 AM– 11:15 AM PSTRitz Carlton Laguna NiguelJan M. FolenaStradley Ronon CLE: Internal Investigations in the Face of a Regulatory Inquiry: Practical Advice for In-House Counsel and Compliance
October 25, 2023 5:00 PM– 7:30 PMStradley Ronon's Town HallJan M. Folena, Ashley E. Shapiro and Jaliya Faulkner and Alan SmithFIA Futures & Options Expo: Law & Compliance: Reading the Tea Leaves: Enforcement Trends from the SEC and CFTC
October 3, 2023 3:15 PM– 4:15 PMSheraton Grand Chicago RiverwalkJan M. FolenaWEBCAST: Stradley Ronon CLE Financial Services Regulatory Forum
June 21, 2023 12:00 PM– 1:15 PM EDTVirtualJan M. Folena, Frederic M. Krieger and Lawrence P. StadulisStradley Ronon White-Collar CLE with PACDL and the WWCDA: Crypto Enforcement: Developing Trends in Civil and Criminal Enforcement Efforts by DOJ, SEC and Other Regulators
June 14, 2023 5:00 PM– 7:30 PMStradley Ronon’s Town HallAshley E. Shapiro and Jan M. FolenaStradley Ronon CLE: Challenging Issues for In-house Counsel & Compliance Professionals in Internal Investigations
May 3, 2023 4:45 PM– 7:30 PM EDTStradley RononSteven D. Feldman, Jan M. Folena and Frederic M. KriegerFutures Industry Association, Law and Compliance Conference: CPO/CTA Issues
April 27, 2023 2:15 PM EDTMarriott Marquis Washington, DCJan M. FolenaOMEGA SYSTEMS WEBCAST: SEC Cybersecurity Rules: Navigating a New Compliance Roadmap
April 5, 2023 12:00 PMVirtualJan M. FolenaWEBCAST: NICE Actimize and Bates Group Reg BI Compliance: What You Need to Know to Stay Ahead
December 9, 2022 1:00 PM– 1:45 PM ESTVirtualJan M. FolenaWEBCAST: Crypto: New Frontiers and Unanswered Questions
July 28, 2022VirtualJan M. Folena and Nicole SimonWEBCAST: Considering Crypto: Tales From the Trenches
June 15, 2022 1:30 PM– 2:30 PM EDTVirtualJan M. Folena and Mark R. GreerHeard in the Hall: Stradley Attorneys Share Their Thoughts on the 2022 ICI Investment Management Conference Sessions
March 29, 2022VirtualBruce G. Leto, Fabio Battaglia, Mark R. Greer, David W. Grim, Jonathan M. Kopcsik, Prufesh R. Modhera, Eric S. Purple, Taylor Brody, Jana L. Cresswell, Sara P. Crovitz, Brian Crowell, Matthew R. DiClemente, Jan M. Folena and Alan P. Goldberg
