Kevin O'Connell
Associate
Leveraging his experience working and interning at the Financial Industry Regulatory Authority (FINRA) and U.S. Securities and Exchange Commission (SEC), respectively, Kevin O’Connell counsels investment companies and investment advisers on a broad range of regulatory, compliance and transactional matters.
Before joining Stradley Ronon, Kevin was an associate principal investigator for the market investigations team at FINRA. He also interned at the SEC, London Stock Exchange Group and Vixio GamblingCompliance, a platform that helps businesses navigate and stay up to date with gambling regulations.
At The Catholic University of America Columbus School of Law, Kevin served as managing editor of the Catholic University Journal of Law and Technology and was also a member of the Securities Law Program.
