Lawrence P. Stadulis

Participants will examine the organization and operation of the SEC. After completing the session participants will have a greater understanding of how to:

• Evaluate the distinct roles of the SEC Chair, Commissioners and staff
• Make sense of the different roles and responsibilities of the SEC’s operating divisions.
• Distinguish between the work that is done in the SEC’s regional offices versus the SEC’s headquarters.
• Assess how the SEC interacts with other regulators
• Articulate how the SEC is overseen in Congress
• The different ways in which the SEC Speaks

MODERATOR:
Lawrence P. Stadulis
Stradley Ronon Stevens & Young, LLP

PANELISTS:
Elizabeth H. Baird
Eversheds Sutherland (US) LLP

Dina Ellis Rochkind
Paul Hastings LLP

Rebecca Fike
Vinson & Elkins LLP

Neel Maitra
Wilson Sonsini Goodrich & Rosati

Julie Rizzo
K&L Gates LLP

Christine Ayako Schleppegrell
Morgan, Lewis & Bockius LLP