Press Clippings
How the SEC Could Lean More on Exams, Less on Enforcement Amid Priorities Shift
April 1, 2026 - Fund Directions
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Partner Jan Folena, co-chair of the firm’s securities and regulatory enforcement practice, was quoted in Fund Directions following discussions at the Investment Company Institute’s Investment Management Conference, commenting on how shifting priorities at the U.S. Securities and Exchange Commission may lead to fewer enforcement actions and greater reliance on examinations across the asset management industry.
