Sara P. Crovitz
PartnerCo-Chair, Investment Management
IDC Fund Directors Conference — Concurrent C: Fund Compliance, Culture, and Controls: The Board’s Critical Role
7575 East Princess Drive
Scottsdale, AZ 85255
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Drawing on the Independent Directors Council (IDC)’s recent paper, “Board Oversight of Fund Compliance,” this IDC Fund Directors Conference session will explore the board's role in overseeing compliance programs; building productive relationships with the chief compliance officer and compliance personnel; and asking the right questions to assess the effectiveness of a firm's compliance culture, controls and risk management processes.
Joining partner Sara Crovitz, co-chair of the firm’s investment management practice, are panelists:
- John Boyer, independent director, Voya Funds
- Veronika Nekhai, partner, financial accounting advisory services, EY
- Kevin Gleason, head of legal and compliance, PRIMECAP Management Co.