Sara P. Crovitz
PartnerCo-Chair, Investment Management
Publications
Podcast
The SEC's Regulatory Reset: Staying Ahead of the Curve
March 16, 2026Client Alert
SEC Moves to Declutter Fund Disclosure and Reporting: New Names Rule FAQs and Proposed Amendments to Form N-PORT
February 25, 2026Client Alert
Rightsizing Its Rules: SEC Proposes Significant Expansion of Small-Entity Designation for Investment Companies and Investment Advisers
January 13, 2026Client Alert
SEC Examinations Continues to Spotlight the Marketing Rule
December 22, 2025Client Alert
FinCEN Delays Compliance Date for AML/CFT Rule: Will Reopen Along with CIP Rule
July 25, 2025
Publications
Asset Management Enforcement: Latest Trends and a Look at the New Commission
July 2025 – The Investment Lawyer
Client Alert
D.C. Circuit Decision Limits SEC Regulatory Reach Over Proxy Advisory Firms
July 2, 2025
Client Alert
First Circuit Rebuffs SEC: $93M Judgment Reversed in Latest Judicial Setback
April 10, 2025
Client Alert
Asset Management Enforcement: Latest Trends and a Look Ahead at the New Commission
March 11, 2025Client Alert
SEC Prunes Use of Hedge Clauses
September 12, 2024
Client Alert
FinCEN Finalizes AML/CFT Rule: 6 Takeaways for Investment Advisers Facing New Regulatory Scrutiny
September 6, 2024Pay-to-Play Update: Walz-ing into Political Contributions
August 12, 2024Publications
Bad Facts Create Good Law on Negligence Standard for Investment Advisers Investment Advisers Association
July 26, 2024Client Alert
Fifth Circuit Sends DOL’s ESG Rule Back to District Court
July 24, 2024Client Alert
Supreme Court Ruling Facilitates Challenges to Administrative Rules
July 16, 2024Client Alert
Proxy Voting Advice Rule: Fifth Circuit Sends SEC Back to the Drawing Board
July 3, 2024Client Alert
Supreme Court Halts 40 Years of Deference to Administrative Agencies
July 2, 2024Client Alert
Your ID, Please: An Investment Adviser’s Guide to the Proposed Customer Identification Program
May 23, 2024Client Alert
SEC Staff Issues Observations on Adviser Marketing Rule Examinations
April 23, 2024Client Alert
Narrowing the Gap: The SEC Limits Advisers’ Internet Exemption
April 3, 2024Publications
SEC’s Proxy Advisory Firm Regulation Derailed by Court in Growing List of Legal Setbacks
March 28, 2024 – Bloomberg LawClient Alert
Bad Facts Make Good Law for Investment Advisers
March 27, 2024Client Alert
A Climate of Uncertainty: SEC Adopts Rules to Enhance and Standardize Climate-Related Disclosures
March 21, 2024Client Alert
Seeing SARs: FinCEN Proposes Bruising AML Rules for Investment Advisers
February 22, 2024Publications
SPAC Rules Have Broad Implications for Investment Company Status Determinations of All Companies
February 21, 2024 – Bloomberg LawPodcast
The Fund Director’s Guide to Navigating the Regulatory Landscape
October 9, 2023Client Alert
SEC Continues to Focus On ESG; Third Adviser Settles ESG-Related Enforcement Proceeding
September 28, 2023Client Alert
SEC Adopts Sweeping Private Fund Adviser Reforms
September 13, 2023Client Alert
To Bot or Not To Bot: The SEC’s Proposed Conflict Rules May Stifle Use of Innovation
August 15, 2023Client Alert
Biden Vetoes Anti-ESG Measure
March 31, 2023
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